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Audit Analytics

Audit Analytics provides detailed research on over 150,000 active audits and more than 10,000 accounting firms. Subscription includes Audit and Compliance, Corporate and Legal, and Other Independent Audits (broker-dealer FOCUS reports) from Ives Group via WRDS.

Audit and Compliance

Audit and Compliance data sets covers all SEC registrants.

Search modules include:

  • Auditors
  • Auditor Changes
  • Auditor Fees
  • Audit Fees with Restatements
  • Audit Opinions
  • Revised Audit Opinions
  • Benefit Plan Opinions
  • Current Auditors
  • Non-Reliance Statements
  • SOX 302 Disclosure Controls
  • SOX 404 Internal Controls
  • Accelerated Filer
  • Director and Officer Changes
  • Non-timely Filer Information and Analysis

Corporate and Legal

Corporate and Legal modules are an integrated collection of databases focused on actions, disclosures and correspondence by companies, advisers, regulators and investors.

Search modules include:

  • Legal Case and Legal Parties
  • IPO
  • Bankruptcy Notification
  • Comment Letter
  • Comment Letter Conversations
  • Comment Threading
  • Tax Footnotes
  • Shareholder Activism
  • Form D
  • From D Most Recent Report

 

Other Independent Audits (OIA)

Other Independent Audits (OIA) are an integrated collection of broker dealers, investment advisers, and single audits. The broker dealer annual audit data covers all SEC filing broker/dealers. The data has been extracted from the x-17a-5 filing type.

Search modules include:

  • Broker Dealer Focus Reports
  • Nonprofit Single Audit
  • Current Engagement Broker Dealer Focus Reports
  • Current Engagement Non Profit Single Audit
  • RIA
  • RIA Current Engagements
  • Private Fund